AI elevates compliance, or exposes it. The technology presents compliance leaders and lawyers with an extraordinary opportunity to elevate their roles, as well as an equally extraordinary risk of ...
Recent pronouncements made by the U.S. Securities and Exchange Commission leadership, alongside the recent overhaul of the ...
The U.K. financial regulator's move towards "impactful deterrence" could see smaller and mid-size firms come increasingly under the spotlight as the watchdog aims to tackle market-wide concerns ...
The Department of Justice (DOJ) criminal division has announced a blanket policy against prosecuting companies that voluntarily disclose criminal wrongdoing and take other steps-and holding any ...
Federal court judges in New York and Michigan have offered split rulings on whether AI prompts seeking information from AI ...
For the past few years, companies have been grappling with how to control employees' use of AI in the workplace, but it seems ...
Financial services company Canaccord has been hit with an $80 million penalty by the U.S. Treasury's Financial Crimes ...
One of the best things about writing for Compliance Week is reading the fabulous work by my colleagues. For me, CW data and ...
Opinion
Q&A with Isabella Agius, client compliance head at Apex Group: AML keeps EU fund managers awake
Anti-money-laundering rules are the chief compliance concern for fund managers - and other sectors should take note - according to Isabella Agius, product head, corporate solutions, in the client ...
In 2026, many compliance officers are hearing the same line in more and more executive leadership team meetings: "We want AI implemented this year." The phrase sounds reassuring, as if time itself ...
More complaints about compliance are reported to the U.K.'s financial services watchdog than any other kind of potential misconduct, and even if few of them result in investigation or censure, experts ...
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